The full text of the proposed amendment states:
1) The Constitution currently provides in Article IX,
Section 1, for adequate provision to be made by law for
public education. Adequate provision for funding public
education shall be defined, in each fiscal year, as the
required appropriation of at least a minimum percentage of
total appropriations under Article III, not including
lottery proceeds or federal funds. That minimum percentage
(40%) is based upon the percentage appropriated for
education by the Legislature for fiscal year 1986-87, prior
to the appropriation of funds from Florida lotteries
proceeds.
2) Article IX, Section 1 is amended by inserting "(a)"
immediately before the current text, and adding a new
subsection (b) at the end thereof, reading:
"(b) Adequate provision for funding public education
shall be required in each fiscal year, and is defined
as the appropriation of at least a minimum percentage
(40%) for public education from the total
appropriations under Article III in each fiscal year,
not including lottery proceeds or federal funds. That
minimum percentage (40%) is based upon the percentage
appropriated for public education from total
appropriations in fiscal year 1986-87, not including
federal funds and prior to the appropriation of funds
from Florida lotteries proceeds.
(1) The Legislature may suspend the applicability of
this subsection for any one fiscal year, or a portion
of one fiscal year, by passage of a separate bill that
contains no other subject in which the legislature
finds a compelling public necessity to suspend this
subsection. Passage of that bill shall require a vote
of approval of two thirds of the membership of each
house.
(2) Upon approval by the electors, this subsection
shall take effect immediately following three full
fiscal years."
3) If any portion or application of this measure is held
invalid for any reason, the remaining portion or
application, to the fullest extent possible, shall be
severed from the void portion and given the fullest
possible force and application.
The ballot title for the proposed amendment is "Requirement for
Adequate Public Education Funding." The summary for the proposed
amendment is:
Adequate provision for funding public education each fiscal
year requires appropriation of at least a minimum
percentage of total appropriations under Article III, not
including lottery or federal funds.
That minimum percentage (40%) is based upon education's
percentage of appropriations, excluding federal funds, for
1986-87 before state lotteries began.
May be suspended in any fiscal year by a bill adopted by
2/3 vote of each legislative house. Effective following
third fiscal year after approval.
Our advisory opinion is limited to determining whether the
proposed amendment complies with article XI, section 3 of the
Florida Constitution and section 101.161, Florida Statutes
(1995).
Article XI, section 3 requires that a proposed amendment "shall
embrace but one subject and matter directly connected therewith."
If the proposed amendment is determined to be in compliance with
this constitutional requirement, we review the ballot title and
summary for compliance with section 101.161, Florida Statutes
(1995).
The Attorney General writes that he has concluded "the proposed
amendment does not appear violative of the single subject
requirement." However, we do not agree because we find that the
proposed amendment addresses more than one subject in that it
affects separate, distinct functions of the existing government
structure of Florida. Evans v. Firestone, 457 So. 2d 1351, 1354
(Fla. 1984); Advisory Op. to Att'y Gen. re People's Property
Rights, 22 Fla. L. Weekly S271 (Fla. May 15, 1997).
We have clearly stated that to ascertain whether a proposed
amendment meets the single-subject requirement, we must decide
whether the proposal affects separate functions of government and
how the proposal affects other provisions of the Constitution.
The
proponents of this amendment argue that the proposal asks a
single
and easily understood question: Should the State fund education
at
a minimum of forty percent of appropriations? They contend that
by
defining "adequate provision for funding public education" as a
required appropriation of at least a minimum percentage of forty
percent for public education from the total legislative
appropriations under article III in each fiscal year, not
including
lottery proceeds or federal funds, the amendment affects only the
legislative branch of government. They contend that the proposal
has no impact beyond the setting of a parameter within which the
legislature must operate. The proponents also rely upon our
holdings in Advisory Opinion to the Attorney General--Limited
Political Terms In Certain Elective Offices, 592 So. 2d 225,
227 (Fla. 1991); Advisory Opinion to the Attorney General re
Limited Casinos, 644 So. 2d 71, 74 (Fla. 1994); and In re
Advisory Opinion to the Attorney General--Save Our
Everglades,
636 So. 2d 1336, 1340 (Fla. 1994), in which we stated that a
proposed amendment may affect multiple branches of government so
long as it does not substantially alter or perform the function
of
these branches. They contend that any impact this proposed
amendment would have upon other government programs is merely
hypothetical, Limited Casinos at 74, and that such impact,
if it did occur, would not substantially alter or perform the
functions of other branches of government.
Proponents rely upon our decisions upholding proposed
amendments
in Advisory Opinion to the Attorney General re Funding for
Criminal Justice, 639 So. 2d 972, 974 (Fla. 1994);
Advisory
Opinion to the Attorney General--Fee On Everglades Sugar
Production; Advisory Opinion to the Attorney
General--Everglades Trust Fund; and Advisory Opinion to
the Attorney
General--Costs of Water Pollution Abatement, 681 So. 2d 1124,
1132 (Fla. 1996), and note that in those decisions we upheld
amendments in which legislative discretion as to appropriations
was
limited. In Funding for Criminal Justice, the proposed
amendment: (1) mandated the raising of taxes; (2) established a
trust fund; (3) required that funds be spent in excess of current
levels; and (4) set forth the particular purposes for which the
funds raised could be spent. In Everglades Sugar
Production, the proposed amendment imposed a fee on sugar and
designated the general purpose for which funds raised through
that
fee should be expended.
In response, the opponents of the proposed amendment point out
that we have emphasized that "enfolding disparate subjects within
the cloak of a broad generality does not satisfy the single
subject
requirement." Evans v. Firestone, 457 So. 2d at 1353
(citing
Fine v. Firestone, 448 So. 2d 984 (Fla. 1984)); see
also
Advisory Op. to the Att'y Gen.--Restricts Laws Related to
Discrimination, 632 So. 2d 1018, 1020 (Fla. 1994). The
opponents argue that the proposed amendment runs afoul of this
rule
because setting a minimum percentage of forty percent of
appropriations for education arbitrarily relegates the percentage
of appropriations for all other functions of government to the
remaining sixty percent of appropriations and thereby
substantially
affects all of those other functions. We agree.
It is obvious that this amendment would substantially alter the
legislature's present discretion in making value choices as to
appropriations among the various vital functions of State
government, including not only education but also civil and
criminal justice; public health, safety, and welfare;
transportation; disaster relief; agricultural and environmental
regulation; and the remaining array of State governmental
services.
In answer to a question at oral argument, the proponents
acknowledged that if, for example, the gasoline tax was increased
with the intent to have one hundred percent of that increased tax
revenue utilized for roads, that would not be possible because
forty percent of the increase in revenue would have to be used
for
schools unless forty percent was obtained from other existing
revenue sources.
Although the legislature performs the appropriations function,
this function also directly affects agencies of the executive
branch that depend upon legislative appropriations, as well as
local governments and special districts which likewise depend
upon
appropriations. To arbitrarily limit agencies, local
governments,
and special districts to sixty percent of the State's
appropriations would substantially alter the operation of the
various requirements for finance and taxation in article VII in
respect to bonded indebtedness and State mandates to local
governments, thereby affecting the functioning of all State
agencies, local governments, and special districts.
Moreover, although the legislature has the power of
appropriation
under the Florida Constitution, the Governor also has a
significant
function in respect to appropriation pursuant to article III,
section 8, setting forth the functions of executive approval and
veto. In article III, section 8, the Governor is provided with a
line-item veto as to appropriations:
The governor may veto any specific appropriation in a
general appropriation bill, but may not veto any
qualification or restriction without also vetoing the
appropriation to which it relates.
Under this proposed amendment, this function of the Governor
would
be limited because the Governor would be unable to veto any
specific appropriation within the forty-percent educational
appropriation if the veto would reduce the education
appropriation
to less than the required forty percent. The proposed amendment
also would affect the function of the Governor and Cabinet
pursuant
to article IV, section 13 of the Florida
Constitution, (1) as
to reducing
the State budget in
compliance with the provisions of article VII, section 1(d) of
the
Florida Constitution,(2) in the event
of a revenue shortfall.
We distinguish Funding for Criminal Justice on the basis
that the amendment it addressed contained a specific tax designed
to produce revenue for which the amendment would allocate uses.
Likewise, Everglades Sugar Production contained a specific
fee, the use of which the amendment would restrict. These
directed
allocations of specific taxes and fees differ significantly from
the setting of a percentage of all State appropriations for a
particular use.
In sum, we conclude that the proposed amendment does
substantially affect more than one function of government and
multiple provisions of the Constitution. The amendment fails to
comply with the single-subject requirement and, therefore, must
be
stricken from the ballot.
It is so ordered.
KOGAN, C.J., and OVERTON, SHAW, HARDING and WELLS, JJ., and
GRIMES,
Senior Justice, concur.
NOT FINAL UNTIL TIME EXPIRES TO FILE REHEARING MOTION AND, IF
FILED,
DETERMINED.
ANSTEAD, J., dissenting.
In our recent decision in Coalition for Adequacy and
Fairness in School Funding, Inc.
v. Chiles, 680 So. 2d 400 (Fla. 1996), we struggled to give
meaning to the provision in our
constitution mandating that the legislature make "adequate
provision" for a statewide
uniform system of free public schools. It is apparent that we
would have been greatly aided
if there had been an express statement in the constitution
defining "adequate provision" to
guide us. On its face, it appears to me that the proposed
amendment now before us, subject
perhaps to a fair debate as to its rationality and fiscal
consequences to state government,
provides that express definition of "adequate", and, hence,
satisfies the single subject
requirement.
In its analysis of the effect of the proposed amendment the
majority has constructed a
compelling case for concluding that the amendment would have a
radical effect on funding of
state government. After all, money makes the world go round, and
restricting its use or
availability can have devastating consequences. Indeed, the
opinion makes out a good case for
concluding that adoption of the amendment may constitute
questionable policy. The question
is, however, whether our limited role permits us to consider that
fact in determining
whether the proposed amendment itself embraces "but one
subject and matter directly
connected therewith" as provided in article XI, section 3 of our
constitution. It appears
to me that our limited role does not permit such a broad
analysis, and that we have gone astray
in shifting our focus to the limitless effects that any revenue
limiting provision would have on
state government.
In recent years there has been a tremendous increase in the use
of the initiative process to
amend the constitution. With that increase, this Court has
struggled mightily and
conscientiously to define and apply the single-subject limitation
test to a wide variety of ballot
initiatives having enormous consequences to our citizens and
their quality of life. The most
difficult problem in virtually every instance is evaluating
amendments that may appear to
embrace but one subject, but that in effect have far reaching
consequences and affect
numerous other provisions and subjects covered by the
constitution. This latter concern is
often difficult to set aside in resolving the single-subject
issue. In addition, there exists the
question of whether the intense scrutiny that an important and
complex issue demands, such
as that reflected in part in the majority opinion, can be
achieved in a popular election by a
voting public already overwhelmed by numerous candidates and
issues. Perhaps the current
Constitutional Revision Commission will consider these concerns
and come up with a better
way for the initiative process to function.
Original Proceeding - Advisory Opinion to the Attorney General
Robert A. Butterworth, Attorney General and Louis F. Hubener,
III, Assistant Attorney
General, Tallahassee, Florida,
for Petitioner
Jon Mills and Timothy E. McLendon, Gainesville, Florida, and
William L. Sundberg of
Rumberger, Kirk & Caldwell, Tallahassee, Florida, on behalf of
Coalition to Reclaim
Education's Share; and Pamela L. Cooper, Tallahassee, Florida, on
behalf of Florida School
Boards Association, Inc., Florida Association of School
Administrators, Florida Association
of District School Superintendents, School Board of Baker County,
School Board of Escambia
County, School Board of Flagler County, School Board of
Hillsborough County, School Board
of Hernando County, School Board of Orange County, School Board
of Osceola County,
School Board of Palm Beach County, Pasco County Association of
School Administrators,
School Board of Pinellas County, School Board of Santa Rosa
County, Palm Beach District
Administrators Association, Terrell Sessums - Former Chairman,
Florida Chamber of
Commerce and former Speaker of the Florida House of
Representatives, Robert McKnight -
Former Executive Vice President, Florida Chamber of Commerce and
former State Senator
Willis Holcombe - President of Broward Community College, and Dr.
Joseph Allison, M.D.,
FAAP Chairman of the Dade County School Health Medical Advisory
Committee,
in support of the initiative petition
Barry Richard of Greenberg, Traurig, Hoffman, Lipoff, Rosen &
Quentel, Tallahassee,
Florida, on behalf of the Citizens for Budget Fairness,
in opposition to the initiative petition
****End****
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DISCLAIMER
SUPREME COURT OF FLORIDA
ADVISORY OPINION TO THE
ATTORNEY GENERAL RE:
REQUIREMENT FOR ADEQUATE
PUBLIC EDUCATION FUNDING
No. 89,962
[November 20, 1997]
In accordance with article IV, section 10, Florida
Constitution,
and section 16.061, Florida Statutes (1995), the Attorney General
has petitioned this Court for an advisory opinion on the validity
of an initiative petition. In response, we issued an order
permitting interested parties to file briefs, and we heard oral
argument on the validity of the proposed amendment. We have
jurisdiction pursuant to article V, section 3(b)(10) of the
Florida
Constitution.
ANSTEAD, J., dissents with an opinion.
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