PENSACOLA JUNIOR COLLEGE, Appellant, V. FLORIDA PUBLIC EMPLOYEES RELATIONS COMMISSION and
United Faculty
of Florida, Local 1847, AFT, AFL--CIO Appellees. No. WW--223. District Court of Appeal of Florida, First District. May 28, 1981. Rehearing Denied July 13, 1981. Reversed and remanded. Robert L. Norton, Barry J. Warsch and Lewis E.
Shelley, of Hogg,
Allen, Ryce, Norton & Blue, Coral Gables, for
appellant. Frederick G. Bohannon and Dennis Golladay, for
appellees. LARRY G. SMITH, Judge. The College seeks review of an order of PERC finding
that its
registrar was not a managerial employee within the meaning of
Section 447.2O3(4),(1)
Florida Statutes (1979), and that certain of
its secretaries were not confidential employees within the
meaning of Section 447.203(5),(2)
Florida Statutes (1979). The
College argues that PERCs order ignores the record evidence
supporting a confidential designation for the secretaries and a
managerial designation for the Registrar. We agree and
reverse. In its managerial/confidential petition filed in 1979, the
College sought to designate the following secretaries as
confidential employees: Executive Secretary to the President Secretary III to Dean of Personal Affairs Secretary IV to
Vice President for Academic Affairs/Executive Vice President Secretary IV to Vice President for Student Affairs Secretary II to Vice President for Academic Affairs/Executive
Vice President Secretary IV to Comptroller Secretary III to Provost Secretary III to Assistant to President At the same time, the College sought to have the Registrar
designated as managerial. At the hearing on the petition, the College and the Union
stipulated that: (1) All eight secretaries have access to
confidential memoranda dealing with recommended disciplinary
actions which have yet to be approved; (2) all eight secretaries
are employed by a manager within the meaning of the Public
Employees Relations Act (PERA), are privy to confidential
information relating to the managerial functions of that
individual, and the memoranda, documents and personal letters
that they are privy to are documents not accessible to the public
under Florida law; (3) the eight secretaries have access to the
materials used in the Monday meetings of the Presidents staff at
which policy, discipline, and changes in the organizational
structure of the college are decided; (4) the Secretary to the
comptroller would be privy to the facts and figures used by the
management team in the event of collective bargaining; (5) the
Secretary to the Dean of Personal Affairs, the Secretaries to the
Vice Presidents as well as the Executive Secretary to the
President, would be intimately involved in the preparation of
contract proposals in the event of collective bargaining and
would have access to the memoranda accumulated in support of
positions taken by the management bargaining team; and (6) the
Executive Secretary to the President, the Secretary to the Dean
of Personal Affairs, and the Secretary to the Assistant to the
President are privy to confidential documents relating to
litigation which the college is involved in under the various
federal acts and the legal documents and work product of the law
firm representing the college in its labor matters. With regard to the Registrar, it was stipulated that: (l) He
is
paid a salary at the dean level and employs directly, or through
supervisors working under him, approximately twenty-five people;
(2) he has the authority to recommend termination of anyone under
his supervision and his recommendations have always been
accepted; (3) he requests merit increases for his subordinates
which have been accepted over 95% of the time; and (4) he would
be directly involved in any collective bargaining process
especially with regard to proposals relating to classroom size or
utilization and would be called upon to inform negotiators
concerning the impact certain proposals would have on students,
No other evidence was introduced with regard to these
positions. The hearing officer recommended that the President, Dean of
Personal Affairs, Vice President for Academic Affairs, Executive
Vice President, Vice President for Student Affairs, Comptroller,
Provost, the Assistant to the President, and the Registrar be
designated as managerial. PERC accepted his recommendation
except as to the Registrar, and designated each of the positions
(excepting the Registrar) as managerial. With regard to the Executive Secretary to the President,
Secretary III to Dean of Personal Affairs, Secretary IV to Vice
President for Academic Affairs/Executive Vice President,
Secretary IV to Vice President for Student Affairs, Secretary II
to Vice President for Academic Affairs/Executive Vice President,
the hearing officer recommended that they be designated as
confidential employees because they would be required to prepare
memoranda concerning contract proposals for the above college
employees which he recommended be designated as managerial. The hearing officer also recommended that the Secretary to the
Assistant to the President be designated as confidential since
she prepares legal documents and other work products for the
Colleges labor law firm and is exposed to documents confidential
as a matter of law in assisting a managerial employee in
performance of one of the managerial criteria set forth in
Section 447.203(4), Florida Statutes. Although the Secretary to the Comptroller would, if collective
bargaining ensued, provide the management team with facts and
figures in written form to support managements position during
negotiations, the hearing officer found that she did not have
access to information which is confidential as a matter of law
because this information merely assisted the employer in
preparation for collective bargaining negotiations and was not
equivalent to access to information regarding the employers
negotiating position. Collier County Association of
Educational
Office and Class Aide Personnel and School Board of Collier
County; In Re Managerial/Confidential Application of School Board
of Collier County, 4 FPER ¶ 4105 (1978). Though the
Secretary to
the Comptroller prepared memoranda concerning recommended
disciplinary action of other employees, he noted that the School
Board had not cited any law exempting his information from the
Public Records Act and therefore he felt this did not result in a
finding that she aided or assisted a managerial employee in a
confidential capacity. Sarasota County Teachers Association
v.
School Board of Sarasota County, Florida, In Re
Managerial/Confidential Petition of the School Board of Sarasota
County, Florida, 5 FPER ¶ 10149 (1979). Nevertheless, he
recommended that the Secretary be designated as confidential
because she was the personal secretary to a managerial employee
and consequently a per se confidential employee under this
courts decision in School Board of Palm Beach County v.
Florida
Public Employees Relations Commission, 374 So.2d 527 (Fla.
1st
DCA 1978), cert. den. 380 So.2d 427 (Fla. 1980). He felt that the Secretary to the Provost should likewise be
designated as a confidential employee since she is the personal
secretary to a managerial employee. However, he stated that she
would not otherwise meet the test established in Palm Beach
County for the determination of a confidential employee
since she
only prepared documents relative to policy formulation and did
not aid or assist a managerial employee in confidential
matters. Finally, the hearing officer recommended that the Registrar be
designated managerial because he has the authority to hire,
discipline, evaluate and effectively terminate his subordinates.
He stated that the Registrars exercise of these functions on
behalf of the College constituted a significant role in personnel
administration under Section 447.203(4)(a)4. PERCs order rejected the hearing officer's recommendation to
designate the Registrar as managerial and rejected the hearing
officers recommendation to designate the eight secretaries as
confidential. PERC explained the basis of its decision
thusly: The Commission rejects the Hearing Officer's recommendation
to designate as managerial the Registrar because the
recommendation is not supported by record evidence. The
Hearing Officers recommendation was based in part upon his
finding that the Registrar has authority to hire his
subordinates. The record is devoid of evidence in support
of this finding. Furthermore, even if there were record
evidence to support all of the findings of fact regarding
the Registrar, such findings would fall short of the
prerequisites for designation as managerial pursuant to
Section 447.203(4)(a)4., Florida Statutes (1979). See
Teamsters Local No. 991 v. Leon County Board of County
Commissioners, 5 FPER ¶ 10130 (1979); Florida State
Lodge,
Fraternal Order of Police v. City of Tallahassee, 4 FPER ¶
4344 (1978). The Commission further declines to designate the Registrar a
confidential employee since the record is devoid of evidence that
he meets the criteria set forth in Section 447.203(5), Florida
Statutes (1979). The Commission rejects the recommendation to designate as
confidential the following employees: Executive Secretary to the President Secretary III to Dean
of Personnel Affairs Secretary IV to Vice President for Academic
Affairs/Executive Vice President Secretary IV to Vice President for Student Affairs Secretary II to Vice President for Academic
Affairs/Executive Vice President The Hearing Officer based his recommendation regarding the
above employees on his finding that those secretaries
"would be required to prepare memoranda concerning contract
proposals...." The Commission has held that a confidential
designation cannot be based upon prospective duties but
"must be based upon current job duties actually required
and performed." In re Managerial/Confidential Petition of
the Collier County Board of County Commissioners, PERC
Order No. 80E--098 (May 16, 1980). There is no other
evidence in the record to support a confidential
designation for the above-named secretaries. Accordingly,
the Commission declines to designate these secretaries
confidential. The Commission rejects the recommendation to designate as
confidential the Secretary IV to Comptroller and the
Secretary III to Provost. The recommendation was based
solely on their status as personal secretaries to
managerial employees. In the absence of any record
evidence that they actually perform confidential duties for
managerial employees the Commission will not designate them
confidential. See In re Managerial/Confidential Petition
of the Collier County Board of County Commissioners,
supra. The Commission rejects the recommendation to designate as
confidential the Secretary III to Assistant to President.
The recommendation was based upon her exposure to
confidential documents in connection with her assistance
and aid to the Petitioners private labor attorneys. A
confidential designation must be based upon confidential
duties performed for a managerial employee. The record
does not support such a finding. We reject PERCs conclusions with regard to the eight
secretaries
and Registrar. Without reiterating the evidence previously
detailed, we conclude that the undisputed record evidence clearly
qualifies the eight secretaries in question as confidential and
the Registrar as managerial.(3)
[1] PERC urges that a confidential designation for the first
five enumerated secretaries should be rejected because the
hearing officers recommendation was based on prospective duties
in connection with collective bargaining, whereas, a confidential
designation must be based upon current job duties
actually
required and performed. According to PERCs view, this
interpretation is mandated by the language of Section 447.203(5),
defining confidential employees, and the language of Section
447.203(4), defining managerial employees. PERC argues that the
legislature clearly provided for prospective involvement of a
managerial employee by the wording of subsection (a)2 of Section
447.203(4) which reads: "May reasonably be required on behalf of
the employer to assist in the preparation for the conduct of
collective bargaining negotiations." In contrast, PERC points
out, the language of Section 447.203(5) that "'Confidential
employees are persons who act in a confidential capacity to
assist or aid managerial employees as defined in subsection (4)"
indicates that a confidential designation must be based upon
current job duties actually performed. PERC reasons that by
including the language "may reasonably be required" in Section
447.203(4)(a)2, and omitting equivalent language from Section
447.203(5), the legislature has evidenced its intent to limit
confidential designations to those employees currently performing
confidential tasks. We reject PERCs analysis of the statutory language, because we
can find no basis for the conclusion that the legislature
intended that a managerial designation may be based upon
prospective duties of an employee, while a confidential
designation for his personal secretary must be withheld until the
secretary actually commences the handling of confidential matters
relating to collective bargaining. Initially we note that the
introductory language in both statutes, Section 447.203(4) and
(5), is cast in the present tense. Only one of the seven
paragraphs of subsection (a) of Section 447.203(4) is in the
future sense. We agree with the college that such language does
not evidence intentional and purposeful disparate inclusion or
exclusion. To follow PERCs reasoning produces the illogical and
unjustified conclusion that a public employer may introduce
evidence that a managerial employee will in the future prepare
materials for the conduct of collective bargaining on behalf of
the employer but may not show that the managerial employees
secretary will edit, proofread or type this material. Further,
by making the additional requirement that a confidential
designation must be based upon current duties involving a single
aspect of the managerial employees position, PERC has imposed a
requirement above and beyond those imposed by the legislature in
Section 447.203(5) in contravention of this courts holding in
Palm Beach County, supra.(4)
[2] Next, PERC concluded that the Secretary III to the
Assistant
to President should not be designated confidential since her
confidential duties were not performed for a managerial employee
hut were performed for the colleges labor law firm. This
conclusion ignores the other undisputed record evidence of
confidential duties performed by all of the secretaries. Further
we agree with the college that the secretary or secretaries who
are privy to and help prepare documents relating to litigation
that the college is involved in and documents and the work
product of the labor law firm representing the college are
confidential employees. [3] Finally, with regard to the Secretary to the Comptroller
and
the Secretary to the Provost, PERC urges that the hearing officer
incorrectly based his recommendation that they be designated
confidential solely on their status as personal secretaries to
managerial employees. In making this recommendation, the hearing
officer relied upon this courts decision in Palm Beach
County, a
case which PERC states was overruled by this courts subsequent
decision in School Board of Lee County v. Florida Public
Employees Relations Commission, 382 So.2d 1260 (Fla. 1st DCA
1980). However, we agree with the college that even if the
hearing officers reliance upon Palm Beach County was
misplaced,
there is ample record evidence supporting a confidential
designation for these two secretaries. We find that the hearing
officer reached the right conclusion and that PERC was not
justified in ignoring his recommendation. Firestone v.
Firestone, 263 So.2d 223 (Fla. 1972); In Re Estate of
Yohn, 238
So.2d 290 (Fla. 1970). In Palm Beach County, this court held that "the
personal
secretary of a managerial employee such as a school principal is,
by definition, 'one who aids or assists a managerial employee in
confidential matters." In Lee County, this court stated
that
the Palm Beach County case simply determined as a matter
of law
that the personal secretary of a school principal is, by
definition, a confidential employee. The court declined to extend
that categorical ruling to include all secretaries for other
managerial employees in the school system. Although PERC had
previously interpreted Palm Beach County as finding
personal
secretaries to managerial employees to be per se confidential
employees, PERC now contends that the holding of that case was
limited in Lee County, so that it now stands for the
proposition
that only the personal secretary of a school principal is a per
se confidential employee. An alternative reading of this aspect
of Lee County suggests that it did not overrule Palm
Beach
County's holding that the personal secretary of a managerial
employee is per se a confidential employee but simply declined to
extend that ruling to other (not personal) secretaries
of
managerial employees. We think the latter interpretation of
Lee
County is correct, but in any event, that case would not
dictate
a contrary result here because the record before us amply
supports the determination that these two secretaries acted in a
confidential capacity to assist or aid managerial employees.
This satisfies the two-pronged Palm Beach County test,
which was
left undisturbed by the Lee County decision. In passing, we would like to comment on the hearing officers
statement that though the Secretary to the Comptroller prepared
memoranda concerning recommended disciplinary actions of other
employees, this did not result in a confidential designation
because no law was cited exempting this information from the
Public Records Act. In making this determination, the hearing
officer relied on PERCs decision in Sarasota County Teachers
Association v. School Board of Sarasota County, Florida, In Re
Managerial/Confidential Petition of the School Board of Sarasota
County, Florida, a case which held that an employee was not
confidential because the files he had access to were not exempt
from public inspection pursuant to the Public Records Act. PERC
cited no authority for this proposition in the Sarasota
County
case, and we find none. We disagree that the confidential
designation of a public employee should hinge on whether that
employee has access to information exempt from the Public Records
Act. We would comment that many confidential matters are not
made a matter of public record at all. Further, many
communications to which a personal secretary would be privy are
not required to be kept as a matter of record. Therefore, this
limitation which PERC has added to the definition of a
confidential employee ignores the realities of many confidential
communications between a managerial employee and one who aids or
assists him in his managerial capacity. Nevertheless, as we
recognized earlier, the hearing officer reached the right result
in determining that this secretary was a confidential employee
even though for the wrong reason. [4] Lastly, the Registrar is the head of a recognized
division
of the college, in charge of approximately twenty-five employees.
He is paid a salary at the dean level; his recommendations
concerning termination of employees under his supervision are
always accepted; his request for merit wage increases for his
subordinates are accepted 95% of the time, and he has the overall
responsibility for evaluating his subordinates. Taken as a
whole, we agree with the College that the Registrar has a
significant role in personnel administration within the College
framework. This is not a case in which the employee simply makes
effective recommendations for hiring and firing. Further, the
Registrar will be intimately involved in collective bargaining
relative to classroom size, the utilization of facilities, and
the impact upon students of various proposals. We make no ruling
that these functions rise to the level necessary to bestow
managerial status upon the Registrar under Section 447.203(4)(a)1
and 2, but merely state that this evidence when considered in
conjunction with the other record evidence clearly warrants a
managerial designation for the Registrar. Accordingly, PERCs order is reversed and the cause is remanded
for entry of an order consistent with the holding herein. THOMPSON, J.. and OWEN, WILLIAM C., Jr. (Ret.), Associate
Judge,
concur. ********************************************** PUBLIC EMPLOYEES RELATIONS COMMISSION, Petitioner, V. SCHOOL BOARD OF PALM BEACH COUNTY, Respondent. No. 55452. Supreme Court of Florida. Feb. 7,1980. Appeal from District Court of Appeal; First District. Phillip P. Quaschnick, Staff Counsel, Tallahassee, for
Petitioner. Richard L. Oftedal of Jackson, Oftedal & Goodman, West
Palm
Beach, for respondent. Joseph A. Vassallo of Vassallo & Varner, Palm Springs, for
Assn
of Educational Secretaries and Office Personnel, amicus
curiae. The Court having accepted jurisdiction and heard argument, and
upon further consideration of the matter, we have determined that
the Court is without jurisdiction. Therefore, certiorari is
denied. No Motion for Rehearing will be entertained by the Court. See
Fla.R.App.P. 9.330(d). ADKINS, BOYD, OVERTON and ALDERMAN, JJ,, concur. ENGLAND, C. J., dissents with an opinion, with which SLNDBERG
and
McDONALD, JJ., concur. ENGLAND, Chief Justice, dissenting. I respectfully dissent from the majoritys determination that
we
lack jurisdiction under article V section 3(b)(3) of the Florida
Constitution to consider this case on its merits, I could
understand if my colleagues chose to exercise their
constitutional authority by reaching the merits and affirming the
divided opinion below,(5) but I
cannot understand why we lack the
jurisdiction to consider this case on its merits. The predicate for our jurisdiction is a "direct conflict with
a
decision of any district court of appeal. . ."(6) A more direct
conflict would be hard to imagine. The majority opinion below states, with reference to the
definition of "confidential employees" in section 447.203(5),
Florida Statutes (1977): There is no need for PERC to reconstruct the statutory
definition and thereby undertake the case-by-case
evaluation of the confidential status of personal
secretaries to each and every school principal in the
state. The Legislature intended, and no doubt believed,
that its enactment of the statute in question eliminated
the necessity for factual determinations as to the
confidential status of such employees.(7) Section 447.203(5) also was considered and addressed in
City of
Winter Park v. Florida Public Employees Relations Commission,
349
So.2d 224 (Fla. 4th DCA 1977), where the court said: Section 447.203 provides definitions for "managerial" and
"confidential" employees who are to be excluded from
collective bargaining. It is obvious by these definitions
that a factual determination must be made in each
individual case as to whether certain employees fall within
these categories or not. Once this determination is made
by the Commission our authority is limited to a
determination of whether there has been a departure from
the essential requirements of law and whether there is
competent substantial evidence to support the
determination.(8) In light of these conflicting interpretations, it is unclear
whether the Public Employees Relations Commission must make
individual factual determinations, on a case-by-case basis, in
processing petitions which seek to designate certain employees as
"confidential" under section 447.203(5). This Court should
exercise its conflict jurisdiction to resolve this question. SUNDBERG and McDONALD, JJ,, concur. ************************** SCHOOL BOARD OF PALM BEACH COUNTY, Petitioner, V. FLORIDA PUBLIC EMPLOYEES RELATIONS COMMISSION, Respondent. No. II--9. District Court of Appeal of Florida First District. Oct. 4, 1978. Smith, J., dissented and filed opinion. See publication Words and Phrases for other judicial
constructions and definitions. Richard L. Oftedal of Jackson, Oftedal & Goodman, West
Palm
Beach, for petitioner. Phillip P. Quaschnick, Public Employees Relations Commission,
Tallahassee, for respondent. Joseph A. Vassallo, Lake Worth, for amicus curiae, Palm Beach
Assn of Educational Secretaries and Officer Personnel. BOOTH, Judge. This cause is before us on petition for review of final agency
action by the Florida Public Employees Relations Commission
(PERC) dated October 10, 1977. The question presented is whether
that Order correctly interprets Florida Statute §
447.203(5) as
requiring a factual determination as to the "confidential"
status, and thereby exclusion from collective bargaining, of the
personal secretaries of school principals. The Palm Beach Association of Educational Secretaries and
Office
Personnel (Association)(9) applied
for certification as the
exclusive bargaining agent of certain employees of the Palm Beach
County School Board. Thereafter, the Board filed a petition to
have certain employees designated "confidential." On December
15, 1975, PERC certified the Association as the exclusive
collective bargaining representative of the School Board for
certain designated employees, including secretaries to
principals. On September 9, 1976, however, PERC preliminarily
determined that secretaries to principals are confidential
employees and thus excluded from the bargaining unit. The
Association filed for reconsideration of that determination and,
on March 15, 1977, PERC entered an order finding that the record
contained insufficient facts to support a finding that
secretaries to principals are confidential employees under
Florida Statute § 447.203(5). The cause was remanded for further
hearing on the issue of confidentiality. Hearing was
subsequently held, and pursuant to Florida Statute §
447.203(3)(d),
evidence was taken on issues presented by the School Boards
petition. The final order hereunder reviewed holds in pertinent part as
follows: "[C]hapter 447 expressly defines 'confidential employees.
The Acts definition, however, is not as broad as the
Public Employer suggests. It requires a nexus between the
potentially confidential employee and an individual
performing managerial functions as set forth in Section
447.203(4)(a)(1--5, 7). A confidential employee exclusion
cannot be justified unless the potentially confidential
employee is so closely aligned with a designated managerial
employee that the managerial exclusion could be meaningless
absent a similar exemption for those who assist in the
performance of the confidential managerial functions. In determining whether an employee is a confidential
employee, the Commission will first determine whether the
employee aids or assists a managerial employee as defined
in Section 447.203(4), Florida Statutes. If so, the
Commission will then determine whether the employee aids or
assists the managerial employee in the performance of
duties as outlined in Section 447.203(4)(a)(1-5, 7),
Florida Statutes. Finally, it will determine whether the
managerial information to which the employee is exposed is
confidential rather than accessible to public employees as
defined in the Act or to the general public. When the
Commission is asked to classify an employee as
confidential, the party making the request is asking the
Commission to apply a statutory limitation of a
constitutional right. The request will not be granted
unless the record establishes by clear and convincing
evidence that all three criteria are met." Following the foregoing statement of a three-pronged test for
determination of confidential status, the Commission allowed
confidential status as to the secretaries of some principals and
disallowed it as to others, the latter being primarily those on
whose behalf no testimony was presented. Florida Statute § 447.203(5), is as follows: "'Confidential employees are persons who act in a
confidential capacity to assist or aid managerial employees
as defined in subsection (4)." The plain language of this statute requires confidential
status
for an employee who (1) assists a managerial employee as defined
by § 447.203(4)(a) classification for which school principals
admittedly qualify), and (2) aids or assists that managerial
employee in confidential matters. The statute states no further
limitations or criteria to be met. PERCs effort to further
limit the confidential status by imposing as additional
requirements the performance of duties outlined in §
447.203(4)(a)(l) thru (7), is improper. The Legislature is
competent to impose such additional requirements; PERC is not.
[1] We hold that the personal secretary of a managerial
employee
such as a school principal is, by definition, "one who aids or
assists a managerial employee in confidential matters." The
statute does not require a "nexus" between the confidential
matters and the particular managerial duties of the principal
listed in § 447.203(4). The Commission and the Association have sought to create a
factual question as to which individual within a particular
schools staff is personal secretary to the principal. We
believe that this problem, if it exists at all, is more imagined
than real and is of small consequence compared to the factual
questions PERC proposes to settle on a large scale basis at
taxpayer expense. The findings below, of record here, are that
each of the eighty-six school principals has a personal secretary
who is recognized as such.(10)
If there are exceptions to that
general rule and greater certainty is required in designating the
position of personal secretary as a result of Florida Statute §
447.203(5), and this decision, then that designation doubtless
will be accomplished. There is no need for PERC to reconstruct
the statutory definition and thereby undertake the case-by-case
evaluation of the confidential status of personal secretaries to
each and every school principal in the state. The Legislature
intended, and no doubt believed, that its enactment of the
statute in question eliminated the necessity for factual
determinations as to the confidential status of such employees.
Nor should there be any question in mind of an individual
applying for, or being asked to transfer to, such a position that
it
has confidential status and is excluded from collective
bargaining. Petitioner points out that the interpretation urged by PERC
would
require constant re-evaluation as the personnel and
duties within
a particular school changed. Fortunately, this interpretation is
not required by the statute. Our review of the record below
shows that the statutory determination of confidentiality accords
with the actual facts as to duties performed by the secretaries
in question here, as well as with the common experience and
understanding of the nature of that employment. In view of our decision on this point, it is unnecessary to
determine the factual questions concerning confidential status of
the secretaries to school principals whose particular duties were
not in evidence below,(11) or the
final point concerning the
failure of the Commission to follow certain procedural
requirements of Florida Statute Chapter 120. Accordingly, the Order sought to be reviewed is SET ASIDE and
the
cause REMANDED with directions for entry of an order consistent
herewith. BOYER, Acting C. J., concurs. SMITH, J., dissents. SMITH, Judge, dissenting: I think the court errs in two respects: in supposing that the
term "personal secretary to a principal" has an accepted and
uniform meaning in the Palm Beach County school system, or in
law; and in overthrowing a legitimate interpretation of the
statutory term "confidential employee" by the agency which is
invested with legislative authority to interpret and apply that
term in the context of the Public Employees Relations Act. It is not as a result of PERCs doings that there are
troublesome
factual issues over the meaning of the term "personal secretary"
and the functions of employees so designated. The term "personal
secretary to a principal" does not occur in the school systems
job descriptions; indeed, the boards petition for determination
of confidential employees does not use the term, but speaks only
of "secretary to school principal" and of 29 other secretaries.
Consequently, the school board has not prescribed the duties of a
"personal secretary" to a principal. Many principals in the
system evidently have informally designated a senior secretary in
the office as his or her "personal secretary," but the evidence
does not show that the designation necessarily entails certain
duties which may be characterized as confidential in either
statutory or everyday terms. Certainly the evidence does not
show that such an informal designation of one secretary connotes
exclusion of other secretaries, administrative assistants, deans,
counselors, and teachers from "confidential" assistance roles in
the broad sense in which the majority uses the term. The effect
of this decision, then, is to prescribe one personal secretary
(or more?) for each of Palm Beach Countys 87 schools and to
permit each principal to designate for that position one person
(or more?) to assist the principal in what are loosely
characterized as confidential matters. In this I conceive the
court has
undertaken to exercise responsibilities better left to the Palm
Beach County school board and to PERC. Section 447.203(5) does not define "confidential employees"
except to say that they are "persons who act in a confidential
capacity to assist or aid managerial employees PERC considers
that the key phrase, "in a confidential capacity," refers to
managerial work which PERA is concerned to preserve unaffected by
union loyalty, i.e., work of managerial employees in formulating
policies applicable to bargaining unit employees, in preparing
for collective bargaining, in administering collective bargaining
agreements, in personnel administration or employee relations,
and in preparing and administering budgets. Section
443.203(4)(a). The majority expands the confidential employee
exemption to include all personal secretaries, irrespective of
function, and by implication all others who assist the principal
in "confidential matters." The expanded class thus includes
guidance counselors who assist the principal in confidentially
evaluating a students academic future, the classroom teacher who
assists the principal in confidentially resolving a student
disciplinary problem, the coach who assists the principal in
confidentially advising a student in his personal problems, and
any stenographer who assists the principal by typing confidential
memoranda on those subjects. I do not think that interpretation
of the critical language in Section 447.203(5) is a permissible
one, let alone the only permissible one. PERCs interpretation
of the statute is permissible and it should be sustained.
State
ex rel. Biscayne Kennel Club v. Board of Business Regulation,
276
So.2d 823, 828 (Fla.1973): Such administrative construction of the statute by the
agency or body charged with its administration is entitled
to great weight and will not be overturned until clearly
erroneous. PERCs final order granted confidential status to the "personal
secretaries" of the few principals who are members of the
superintendents bargaining team and to three additional
secretaries who the record shows substantially assist their
principals in managerial work which PERA maintains inviolate.
Section 447.203(4)(a). PERCs denial of confidential status to
other secretaries who were called to testify, and to all
"personal secretaries" as a class, was without prejudice to a
reapplication for confidential status. There is no reason to
suppose that PERC would deny a class designation when and if the
school board creates a confidential class and defines the duties
of its members, or that PERC would deny confidential status to
individuals who are shown to have the requisite duties. To
indiscriminately extend the class is to deny all its members,
some of whom are both enthusiastic union members and faithful
working companions of their principals, the right to bargain
collectively. In my opinion, the majority paints with too broad
a brush. I would affirm. 1. Section 447.2O3(4) "Managerial
employees" are those
employees who: (a) Perform jobs that are not of a routine, clerical,
or
ministerial nature and require the exercise of independent
judgment in the performance of such jobs and to whom one or more
of the following applies: 1. They formulate or assist in formulating policies
which are
applicable to bargaining unit employees. 2. They may reasonably be required on behalf of the
employer to
assist in the preparation for the conduct of collective
bargaining negotiations. 3. They have a role in the administration of
agreements
resulting from collective bar. gaining negotiations. 4. They have a significant role in personnel
administration. 5. They have a significant role in employee
relations. 6. They are included in the definition of
administrative
personnel contained in a. 228.041(10). 7. They have a significant role in the preparation or
administration of budgets for any public agency or institution or
subdivision thereof. 2. Section 447.2O3(5)
"Confidential employees" are persons
who act in a confidential capacity to assist or aid managerial
employees as defined in subsection (4). 3. As to the effect of
stipulations generally, see Manatee
County v. Florida Public Employees Relations Commission, 387
So.2d 446 (Fla. 1st DCA 1980). 4. PERCs analysis and ruling
applies the so-called "labor
nexus standard," which was rejected in Hendricks County Rural
Electric Membership Corp. v. NLRB, 627 F.2d 766 (7th Cir.
1980),
and in the same courts earlier decision in the same case, 603
F.2d 25 (7th Cit. 1979). Under that standard, a confidential
designation may he applied to a secretary only if she assists and
acts in a confidential capacity to persons who formulate,
determine and effectuate management policies in the field of
labor relations. The court held that all secretaries working in
a confidential capacity, "without regard to labor relations,"
should be excluded from the Taft-Hartley Act. However, it should
be noted that the United States Supreme Court on March 2, 1981
granted review of the ruling, Case No. 80--885, NLRB v.
Hendricks
County Rural Electric Membership Corp., -- U.S.
---, 101 S.Ct.
1479, 67 L.Ed.2d 612 (1981). 5. School Board of Palm Beach
County v. Florida Public
Employees Relations Commission, 374 So2d 527 (Fla. 1st DCA
1978).
6. Art. V § 3(b)(3),
Fla.Const.
7. 374 So.2d at 529.
8. City of Winter Park v.
Florida Public Employees Relations
Commission, 349 So2d 224, 225 (Fla. 4th DCA 1997).
9. The Palm Beach Association of
Educational Secretaries and
office personnel filed a brief as amicus curiae in this
case.
10. Proposed Order of PERC, June
16, 1977: "The record discloses that employees designated as
'personal
secretaries to principals who are not on the [collective]
bargaining team have numerous duties and responsibilities
distinguishing them from other office clericals. In addition
to a degree of supervisory authority over other clericals, many
personal secretaries have access to materials which are not
intended for viewing by other school employees, including the
handling and typing of personnel evaluations, letters of
reprimand and material relating to grievances. Often times the
personal secretary is the only employee with access to
personnel files and has been instructed to keep matters
revealed in that capacity confidential. Certain personal
secretaries have been utilized in the past as a witness during
an employee conference. Furthermore, personal secretaries have
access to their principals response to the Superintendents
office concerning matters relating to collective bargaining
strategy or proposals."
11. Hearing Officers Report
dated May 17, 1977: . . . As a general rule, principals use one secretary
as a
personal secretary to handle his correspondence, phone calls,
typing and other similar personal secretarial duties . . . The principals personal secretary is usually
deemed the
head secretary in the office and, in many cases, is separated
from the other office secretarial and clerical staff . . . Generally, the larger the school secretarial
staff, the
greater the autonomy of the personal secretary. These personal
secretaries have access to material which is not for viewing by
other school employees, including the handling and typing of
personal evaluations . . . disciplinary letters and grievance
matters . . . The principals secretary also helps compile, type
and administer the schools budget . . . In most cases,
especially in the larger schools, the personal secretary is the
only employee other than the principal with access to employee
personnel files, some of which are maintained in locked files,
and has been instructed as to their limited access. . ."
This site maintained for educational organizations by
DISCLAIMER
Personal secretaries of school principals were "confidential
employees," within statute excluding from collective bargaining
any confidential employee, defined as person who acts in
confidential capacity to assist or aid managerial employee, and
no "nexus" between confidential matters and particular managerial
duties of any principal was required to establish a secretary as
confidential employee. Wests F.S.A. § 447.203(4), (4)(a)1--7,
(5).
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