STATE OF FLORIDA
Case No. CA-97-055
CITRUS, CANNERY, FOOD PROCESSING AND ALLIED WORKERS, DRIVERS,
WAREHOUSEMEN AND HELPERS, LOCAL #173, Charging Party,
Stanley E. Marable, Sarasota, attorney for charging party.
On May 5, 1997, the Citrus, Cannery, Food Processing and Allied
Workers, Drivers, Warehousemen and Helpers, Local #173 (Local
173) filed an unfair labor practice charge against the Sarasota
County Board of County Commissioners (County). Local 173 alleges
that the County committed several unlawful acts during the
negotiations and subsequent impasse resolution of the parties'
initial collective bargaining agreement. On August 8, the
hearing officer issued a recommended order in which he determined
that the County violated Section 447.501(1) (a) and (c) Florida
Statutes, when it attempted to impose through legislative action
a waiver of the ability of Local 173 to file, process and
arbitrate grievances concerning disciplinary action taken by the
County against bargaining unit employees. The hearing officer
recommended dismissal of the remaining charges. He also
determined that Local 173 is entitled to a pro rata award of its
attorney's fees and costs.
On August 28, Local 173 filed four exceptions to the recommended
order. The County filed four exceptions, a supporting brief, and
a brief in response to Local 173's exceptions. A transcript of
the evidentiary hearing has been filed with the Commission.
Upon review of the record in this case, including the recommended
order and the transcript, we conclude that the hearing officer's
findings of fact, except as noted below, are supported by
competent, substantial evidence and that the proceedings upon
which they are based comply with the essential requirements of
law. Accordingly, we adopt the hearing officer's findings of
fact as modified by our resolution of the parties' exceptions.
120.57(l)(j), Fla. Stat. (Supp. 1996). We also agree with the
hearing officer's conclusion that the County violated Section
447.501(1) (a) and (c), Florida Statutes, when it attempted to
impose through legislative action a waiver of the ability of
Local 173 to file, process and arbitrate grievances concerning
disciplinary action taken by the County against bargaining unit
employees.
The salient facts, as found by the hearing officer, show that
Local 173 was certified by the Commission in February 1995 to
represent the County's blue-collar employees. The parties
commenced negotiations for the initial collective bargaining
agreement in October 1995. The eleven negotiation sessions were
"free form." For example, there were no express understandings
concerning the effect of tentative agreements or other specific
rules governing the parties' negotiations.
During negotiations, the parties tentatively agreed upon several
articles. Local 173 declared impasse in August 1996. The
Commission appointed a special master on October 9. On December
10, the County notified the special master and Local 173 of the
issues it believed were at impasse.
The County also notified Local 173 that it had withdrawn several
of its prior proposals relating to discipline because of a
referendum which had affected local law. The articles withdrawn
by the County were those containing provisions which it believed
pertained to disciplinary action, and thus could be a segue to
the grievance and arbitration procedure. The parties had reached
tentative agreement on some of these proposals. The County
stated that its withdrawn proposals had been drafted in light of
a special act of the Legislature in which the County's
disciplinary procedures were directly incorporated into the
County charter. The County also stated that the November 1996
election, which eliminated the special act, caused the County to
modify its proposals, including some which had been tentatively
agreed upon before the election, in order to maintain the
County's consistent position in negotiations that discipline
would be the exclusive domain of the County. Throughout the
negotiations the County negotiated with the premise that it
desired to keep discipline out of the grievance and arbitration
procedure in the collective bargaining agreement.
The special master's hearing was "free form" as a result of the
modifications to the County's bargaining position and because
Local 173 failed to provide a copy of the statement of issues to
the County or the special master. Certain proposals, including
Article I (recognition) and Article 4 (safety and health), were
presented to the special master as impasse issues. The parties
discussed their respective bargaining positions, negotiated and
agreed on certain issues, and discussed new issues.
During the special master hearing, the County's representative
indicated that the County wanted to preserve its ability to
preclude discipline from being subject to an outside grievance
procedure, but to have it subject to the County's internal
procedure, as existed prior to repeal of the Special Act.
On January 28, 1997, the special master issued her recommended
decision. She made recommendations on several issues including
management rights, safety and health, no strike, grievance and
arbitration, unfunded mandates, union security, and wages. Local
173 did not object to any of the special master's
recommendations. The County rejected the special master's
recommendations concerning the following impasse issues:
management rights, no strike, grievance and arbitration, unfunded
mandates, union security, and wages.
Both parties made presentations and recommendations to the
County's legislative body. The legislative body voted to adopt
the County's recommendations. On March 20, the County sent a
copy of the proposed agreement, which it believed incorporated
the impasse issues which had been resolved as well as all
agreed-upon provisions, to Local 173 for ratification. Local 173
responded stating that its attorney would review the contract for
accuracy. Thereafter, Local 173 filed the instant unfair labor
practice charge.
The County's exceptions take issue with the hearing officer's
facts, analysis and conclusion that it violated Section
447.501(1) (a) and (c), Florida Statutes, by seeking to impose,
through legislative body action, a waiver of Local 173's ability
to file grievances concerning disciplinary action taken against
bargaining unit employees. The County's argument appears to be
premised upon its belief that it may lawfully exclude the subject
of discipline from the contractual grievance procedure.
Commission case law and public policy do not support the County's
argument.
Rather, the hearing officer correctly concluded that a public
employer cannot impose a waiver of the right to have disciplinary
grievances arbitrated. See In re AFSCME, 8 FPER
13278 (1982); See also City of Casselberry v. Orange
County PBA, 482 So.2d 336 (Fla. 1986); CWA v. City of
Gainesville, 22 FPER 27258 (1996) (a public employer may
not legislatively impose a waiver of bargaining rights on either
employees or their certified bargaining agent) . Therefore, the
County's exceptions are denied.[[1. In reaching this
conclusion we specifically reject the hearing officer's
interpretation and application of the decisions in Rowe v.
Pinellas Sports Authority, 461 So.2d 72, 77 (Fla. 1984);
Duval Teachers United v. Duval County School Board, 3 FPER
96, 100 (1977) aff'd, 353 So.2d 1244 (1978), to the facts
of this case.]]
In its first two exceptions, Local 173 contends that the hearing
officer misconstrued its charge by failing to consider the
portion of its charge which alleges that the County sought to
impose language which "would waive the Union's right to bargain
over mandatory subjects of collective bargaining, e.g., work
schedules, promotions, demotions, transfers, assignments of work,
etc." Local 173 asserts that the hearing officer limited his
analysis to the issue of whether the County unlawfully excluded
the above-referenced subjects from the grievance procedure.
We agree with the hearing officer's ultimate conclusion that the
management rights clause incorporated in the agreement does not
impose waivers of Local 173's right to engage in collective
bargaining, albeit for different reasons. The hearing officer
framed issue nine as whether "the legislative body resolved
through impasse the inclusion of a management rights clause which
imposed a waiver of the Charging Party's rights to bargain over
work schedules, promotions, demotions, transfers, and assignments
of work." (HORO page 9) However, in his findings of fact and
analysis, he addressed the issue of whether the County sought to
impose an overly broad management rights clause which waived
Local 173's ability to grieve (rather than bargain over)
non-disciplinary matters such as "work schedules, promotions,
demotions, transfers, assignments of work, etc." He determined
that the record evidence does not support Local 173's conclusion
that the management rights clause improperly imposes waivers.
This conclusion was based upon a finding that the parties agreed
upon the language in the management rights clause. (HORO, page
25)
Record evidence shows that certain provisions of the management
rights article were in dispute when Local 173 declared impasse.
Although the parties were able to reach an agreement on several
of the disputed provisions during the special master hearing, two
provisions remained in dispute: subcontracting and
reclassification of positions.
The special master recommended that the section of the management
rights article concerning subcontracting contain "a further
provision which allows for full discussion with the union on the
likely impact before implementing the decision." She recommended
the inclusion of a similar proviso with respect to the
reclassification of positions. Local 173 did not object to the
special master's recommendations. The record evidence further
shows that the agreement the County submitted to Local 173 for
ratification included the above-referenced recommendations of the
special master. Thus, Local 173's contention that the County
sought to impose waivers of its bargaining rights through the
management rights article is not supported by the record
evidence. Accordingly, exceptions one and two are denied.
In exception three, Local 173 takes issue with the hearing
officer's recommendation to dismiss, as de minimus, its
allegation concerning the County's unilateral implementation of a
safety policy. The gravamen of the charge is that the County
committed an unfair labor practice when it incorporated its
entire safety policy into the agreement by reference rather than
setting forth verbatim in the agreement the entire safety policy.
The hearing officer determined that the County went beyond the
special master's recommendation that the express terms of the
safety committee be placed in the agreement. This finding is not
supported by the record evidence which shows that the special
master did not specifically recommend the inclusion of a
provision establishing a safety committee in the agreement.
Rather, her recommended decision simply states "[I]f provision
for a safety committee and safety policies are included in the
contract, the employees may find the contract more readily
available and understandable." Given the ambiguity of the
special master's recommendation, the County's inclusion of the
safety provision by reference in the agreement submitted to Local
173 for ratification was not an unfair labor practice. We
recognize that our decision does not resolve the parties' dispute
regarding the safety policy. However, the special master process
is the appropriate forum for the parties to resolve impasse
issues inadvertently overlooked by the special master.
E.g., CWA v. City of Gainesville, 20 FPER 25226
(1994), aff'd, 662 So.2d 934 (Fla. 1st DCA 1995);
Labors Public Employees Local 678 v. Cocoa Housing
Authority, 18 FPER 23101 (D.G.C. Summary Dismissal 1992).
Accordingly, this exception is denied.
In exception four, Local 173 alleges that the hearing officer
erred in failing to consider the concessions made by the County
when it submitted a letter to Local 173 on June 20, which sought
to resolve a number of items encompassed in Local 173's charge.
Local 173 contends that the case should be remanded to the
hearing officer to consider the ramifications of the concessions
made by the County. These proposed findings are unnecessary to
the resolution of the issues in this case. Therefore, we decline
to consider them. Forrester v. Career Service Commission,
361 So.2d 220 (Fla. 1st DCA 1978), cert. denied, 368 So.2d
1366 (Fla. 1979). Accordingly this exception is denied.
Finally, Local 173 requests an award of attorney's fees in excess
of the pro rata amount recommended by the hearing officer. The
County also excepts to the hearing officer's determination that
it is not entitled to an award of attorney's fees and costs of
litigation. These exceptions are denied for the reasons stated
by the hearing officer.
1. The Commission has jurisdiction of this unfair labor practice
charge. 447.503, Fla. Stat. (1995).
2. The County violated Section 447.501(1) (a) and (c), Florida
Statutes, when it attempted to impose through legislative action
a waiver of the ability of Local 173 to file, process and
arbitrate grievances concerning disciplinary action taken by the
County against bargaining unit employees.
3. A pro rata award of attorney's fees and costs is appropriate.
447.503(6), Fla. Stat. (1995).
Pursuant to Section 447.503(6)(a), Florida Statutes, the
Commission ORDERS the County to:
1. Cease and desist from:
(a) Imposing a provision which excludes the subject of
discipline from the collective bargaining agreement's grievance
and arbitration procedure.
(b) In any like or related manner, interfering with, restraining
or coercing its employees in the exercise of any rights
guaranteed them under Chapter 447, Part II, Florida Statutes.
(c) In any like or related manner, failing to bargain
collectively in good faith over wages, hours, or other terms and
conditions of employment.
2. Take the following affirmative action:
(a) Rescind the portion of the legislative body action which
adopted the County's recommendation to exclude discipline from
the grievance and arbitration procedures of the collective
bargaining agreement.
(b) Pay to Local 173 its pro rata reasonable attorney's fees and
costs pertaining to the foregoing legislative body action.
(c) Upon Local 173's request, engage in bargaining over the
subject of discipline.
(d) Post immediately in conspicuous locations where notices to
employees are customarily posted copies of the attached Notice to
Employees.[[2. In the event the Commission's order is
affirmed by the District Court of Appeal, the words in the notice
"Posted by Order of the Public Relations Commission" shall be
immediately followed by the words "affirmed by the District Court
of Appeal."]] The County shall take reasonable steps to
ensure that the copies remain posted for 60 days and are not
altered, defaced or covered by other material.
(e) Notify the Commission within twenty calendar-days from the
issuance of the Commission's final order of the steps which have
been taken to comply herewith.
This order may be appealed to the appropriate district court of
appeal. A notice of appeal must be received by the Commission
and the district court of appeal within 30 days from the date of
this order. Except in cases of indigency, the court will require
a filing fee and the Commission will require payment for
preparing the record on appeal. Further explanation of the right
to appeal is provided in Sections 447.504, Florida Statutes, and
120.68, Florida Statutes, and the Florida Rules of Appellate
Procedure.
Alternatively, a motion for reconsideration may be filed. The
motion must be received by the Commission within 15 days from the
date of this order. The motion shall state the particular points
of fact or law allegedly overlooked or misapprehended by the
Commission, and shall not reargue the merits of the order. For
further explanation, refer to Florida Administrative Code Rule
38D-15.005.
It is so ordered.
I HEREBY CERTIFY that this document was filed and a copy served
on each part on November 6, 1997, 1997.
BY: Darlene Alligood
Chief Deputy Clerk
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DISCLAIMER
PUBLIC EMPLOYEES RELATIONS COMMISSION
FINAL ORDER
Order Number: 97U-283
Date Issued: November 6, 1997
V.
BOARD OF COUNTY COMMISSIONERS OF SARASOTA COUNTY, Respondent.
William M. Rossi, Sarasota, attorney for respondent.
MAHON, JR., Chairman, GOODING AND GERTZ, Commissioners, concur.
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