[NOTE: THE LEGISLATURE REVISED THE ACT IN 1977 TO
IN THE DISTRICT COURT OF APPEAL
John P. McKeever, of Pattillo, MacKay & McKeever, for
Petitioner.
BOYER, Chief Judge.
The instant action involves the interpretation of certain
provisions of the Public Employees Relations Act (PERA), Chapter
447, Florida Statutes. The specific issue is whether the Public
Employees
Relations Commission (PERC) acted properly in determining whether
certain employees were "managerial and/or confidential"
and thus not public employees entitled to the right of collective
bargaining. The proceedings began when the Marion Education Association
(an employee organization registered with PERC as a bargaining
agent) filed a "Recognition-Certification Petition"
pursuant to Rule 8H-2.5, FAC, wherein it was alleged that The
School Board of Marion County (Petitioner in this proceeding) had
voluntarily recognized the association as bargaining agent for
certain of the School Board's employees. The
"Recognition-Certification
Petition" specifically defined the bargaining unit for which
recognition was sought, that unit having been determined
appropriate by both the Marion Education Association and the
School Board. Within five days of the filing of the
"Recognition-Certification Petition"
by the Association, the School Board filed a "Petition for
Determination of Managerial and Confidential Employees"
pursuant to Rule 8H-2.10, FAC,---[Note 1.... Rule 8H-2.10
provides: PERC's conclusions are embodied in two separate orders. In its
order of April 9, 1975, it certified the bargaining unit
recognized by the School Board, but included in that unit certain
positions (five in number) found in the School Board's petition
for determination of managerial and confidential employees and
which had not been included in the unit originally agreed upon by
the
Marion Education Association and the School Board. The second
order, which
is dated April 22, 1975, designated as managerial six of the 61
positions identified
by the School Board as managerial but denied managerial
classification to
the remaining 55 positions. Petitioner (the School Board) has
filed
a petition for writ of certiorari directed to the latter order
but has chosen not to contest the former order. As a threshold matter, petitioner argues that PERC did not
have jurisdiction to enter its April 22, 1975 order which
purports to classify employees as "managerial" or
"non-managerial" where no question of collective
bargaining by the employees so classified was properly before
respondent. We initially look to Chapter 447, Florida Statutes,
in order to determine what authority PERC has to designate
employees as managerial or confidential. Clearly, it must, at
some point, make such a determination. The provisions of PERA
apply
only to public employees. (F.S. 447.03, 447.201) According to
F.S. 447.203(3), "'public employee' means any person
employed by a public employer except: . . . (d) those persons who
are designated as managerial or confidential employees pursuant
to criteria contained herein upon application of the public
employer to the Public Employees Relations
Commission." (Emphasis added) Unfortunately, the
legislature did not specify in Chapter 447 the precise moment in
the collective bargaining process at which the
"Managerial-Confidential
Employee Petition" was to be presented to PERC. Stepping into the breach made by the legislative draftsmen,
PERC promulgated Rule 8H-2.10, FAC, which applies solely to
instances where the employee organization and the public employer
agree
as to the appropriateness of the bargaining unit and where the
employee organization petitions PERC for certification. See F.S.
447.307(l).---[Note 2.... "Any employee organization
which is
designated or selected by a majority of public employees in an
appropriate unit as their representative for purpose of
collective
bargaining shall request recognition by the public employer. The
public employer shall, if satisfied as to the majority status of
the employee organization and the appropriateness of the proposed
unit, recognize the employee organization as the collective
bargaining representative of the employees in the designated
unit.
Upon recognition by a public employer, the employee organization
shall immediately petition the commission for certification. The
commission shall review only the appropriateness of the unit
proposed by the employee organization. If the unit is
appropriate
according to the criteria used in this part, the commission shall
immediately certify the employee organization as the exclusive
representative of all the employees in the unit."]--- Where the
public employer refuses to recognize the
employee organization, a different procedure is required. (F.S.
447.307(2))
PERC has not formulated the equivalent of 8H-2.10 in situations
where
a petition is filed pursuant to F.S. 447.307(2), apparently
feeling that F.S. 447.307(3) adequately describes the proper
procedure. Essentially, PERC's position is that F.S.
447.203(3)(d) implicitly mandates that it do more than merely
approve or reject a proposed bargaining unit in considering
voluntary recognition petitions. The pertinent statutory provisions fail to support PERC's
argument. In unmistakable terms, F.S. 447.307(l) states,
"The commission shall review only the appropriateness of the
unit proposed by the employee organization. If the unit is
appropriate according to the criteria used in this part, the
commission shall immediately
certify the employee organization as the exclusive representative
of all employees in the unit." The foregoing language does
not permit PERC to enlarge, reduce, or redefine a bargaining unit
which has been agreed upon by an employee organization and a
public employer. (See City of Titusville v. Florida
Public
Employees Relations Commission, et al., Fla. App. 1st 1976,
So.2d
___, Opinion filed March 26, 1976.) It is helpful to contrast the wording of F.S. 447.307(l) with
that of F.S. 447.307(3), which is applicable to
non-voluntary (3) certification petitions described in F.S.
447.307(2).--- [Note 3.... While there is no express
provision in F.S.
447.307(3) stating that its provisions apply exclusively to F.S.
447.307(2), the sections detailing the method of election of an
employee organization clearly indicate that 447.307(3) does
exclusively apply to F.S. 447.307(2).]--- According to F.S.
447.307(3)(a)l., once PERC finds
that the "petition" is sufficient, it shall immediately
define
the proposed bargaining unit. Had the legislature intended PERC
to have the authority to define or alter the proposed bargaining
unit in voluntary recognition situations, it would have so
stated. To the contrary, however, the legislature desired PERC to
review "only the appropriateness of the unit proposed by the
employee organization", in considering a voluntary
recognition petition. PERC claims that illogical and disastrous results will ensue
if its authority regarding certification of bargaining units
pursuant to 447.307(l) is reduced to either approval or
disapproval. The most obvious response to such a parade of
horribles
is that it is not for respondent any more than it is for this
Court, to rewrite a statutory scheme. Where the legislature has
clearly expressed itself, the courts are without authority to
alter the expression of legislative will. Moreover, the purported
"parade
of horribles" should not necessarily come to pass.
Hopefully,
in any order which concludes that the proposed bargaining unit is
inappropriate,
PERC will notify the parties in what respect the unit is
deficient. (See City of Titusville v. Florida Public
Employees Relations
Commission, supra) The parties may then either incorporate
PERC's findings in
a new proposed bargaining unit, or if no agreement is possible,
may proceed under the election provisions of F.S. 447.307(2) and
permit PERC to define the proposed bargaining unit under F.S.
447.307(3)(a)l. PERC further urges that the School Board is estopped from
urging objections to PERC's jurisdiction to make
managerial/confidential determinations because the School Board
voluntarily requested a ruling by PERC by filing a
Managerial/Confidential
Petition and subsequently failed to appear at the hearing
regarding
the petition. Generally, when a party subjects itself to the
jurisdiction
of an agency, it places itself in an untenable position when it
subsequently
objects to the jurisdiction of the agency whose aid it originally
and
voluntarily sought. (Gonaway v. Henderson, Fla. App. 1st
1958,
103 So.2d 693) However, in the instant case, we cannot say that
petitioner's Managerial/Confidential Petition was filed
"voluntarily". PERC had held in a previous order 'that
failure
to comply with Rule 8H-2.10, FAC, in filing a
Managerial/Confidential
Petition constitutes a waiver of the right to subsequently raise
the managerial/confidential issue. (Northwest Florida Police
Benevolent
Ass'n., Inc. and Panama City, Order No. 75-181 (May 5,
1975))---[Note 4.... In its Order No. 75-181, dated May
5, 1975, respondent ruled
that Panama City's Application for Determination of Managerial
and
Confidential Status of Employees, filed on April 10, 1975, was
untimely and should have been filed on or before the date of the
hearing (March 26, 1975) at which a hearing officer heard
evidence
concerning the appropriateness of the proposed bargaining
unit.]--- Petitioner, therefore,
had little choice but to file a Managerial/Confidential Petition
in order to preserve its right to raise the issue. Petitioner
should not now be penalized for taking an action which a prior
order of
respondent forced it to take. Although we find that PERC had no authority to alter the unit
and certify it as changed, as it did by its order of April 9,
1975, review of that order has not been sought and is therefore
not affected by our decision in this case. However, the
"managerial/ confidential" order dated April 22, 1975
was appealed.
We hold that for the reasons herein recited, that order was
entered without authority and is therefore reversed. Further,
Rule 8H-2.10 exceeds the statutory authority pursuant to which it
was purportedly promulgated (F.S. 447.307(l)) and is therefore
invalid. Our resolution of the propriety of the April 22, 1975
order renders it unnecessary for us to resolve the remaining
issues
raised by the parties.---[Note 5.... The parties
discussed two other
issues, to wit: (1) Whether the managerial/confidential order was
based on an erroneous interpretation of Section 6, Article I,
Constitution of the State of Florida; and (2) Whether respondent,
in formulating the managerial/ confidential order, failed to
consider the statutory criteria for "managerial employees" but
instead erroneously employed different criteria.]--- There are,
however, two other aspects of
this case which merit comment. First, Rule 8H-2.10, FAC, which
has
been extensively discussed above and held invalid, appears to be
deficient in an additional respect. We are concerned that the
rule, which embodies the procedure by which certain State
employees
are excluded from the collective bargaining process by their
designation
as confidential or managerial, purports to do so Without
affording the affected employees minimal due process protection.
The right of an employee to participate in collective bargaining
is an important one, whether it be considered fundamental
(see NLRB v. Jones and Laughtlin Steel Corporation,
301 U.S. 1 (1937)),
constitutional (see Section 6, Art. 1, Constitution of the State
of Florida), or statutory in nature (see Chapter 447, Florida
Statutes). Any rule which permits the exclusion of employees from
the collective bargaining process should, at some point, give to
the affected employees or their representative the opportunity to
contest their designation as managerial and/ or confidential. Another troublesome aspect of the case lies in PERC's
"recognition-certification" order
of April 9, 1975, whereby it determined to certify the bargaining
unit agreed upon by petitioner and the Marion Education
Association,
but included in that unit five additional positions listed in the
School Board's
petition for determination of managerial/confidential employees.
Because that order has not been challenged, we are unable (as
already
recited) to directly consider it. However, we do note that the
inclusion of the additional employees in the unit was clearly
beyond, PERC's authority. The writ of certiorari is granted and respondent's order of
April 22, 1975 is reversed, and the cause remanded for further
proceedings consistent with this opinion. SACK, Martin, Associate Judge, CONCURS. SMITH, J.,
DISSENTS. SMITH, J., dissenting: The majority equates the Commission's lawful determination of
the School Board's petition for managerial and confidential
employee designations with a prohibited re-identification of the
bargaining
unit agreed on by the School Board and Marion Education
Association, the employee organization. The Court has therefore
vacated, not simply as erroneously decided but as void for lack
of power, a ruling made by the Commission in response to a School
Board
petition which explicitly sought determination of an essential
matter committed to the Commission by 447.203(3)(d), F.S. 1975.
Commission Rule 8H-2.10, Fla. Adm. Code, which advances the
purposes of 447.203(3)(d)
and 447.307(l), and which has survived legislative scrutiny
under
'447.607,---[0rig.1
dissent][Note 6.... The statute provides in part: Florida's Public Employee Relations Act, ch. 74-100, Fla.
Laws, implemented the constitutionally-secured right of public
employees to bargain collectively --- [Orig.2 dissent] [Note
7.... "The right of employees, by and through a
labor
organization, to bargain collectively shall not be denied or
abridged." Art. I, 6, Fla. Const.] --- by
establishing two approaches to the
certification
of employee organizations: the public employer and employee
organization may agree on the constituency of an employee
bargaining
unit and on the organizations representation, whereupon the
Commission review[s]
only the appropriateness of the unit proposed . . .,"
'447.107(l), F.S.; or,
absent voluntary recognition, an employee organization having
requisite support of employees in the proposed unit may petition
the Commission to define the unit, identify the public employer
and order an election, '447.307(2),
(3). In considering the appropriateness of a proposed bargaining
unit described in a petition for certification, whether the
employer has voluntarily recognized an organization or not, the
Commission's duty is to evaluate the proposed unit by criteria
listed in '447.307(4), F.S., which include
principles of efficient administration, the number of
representatives and
bargaining units with which the employer might have to negotiate,
the community of interest among employees in the proposed unit,
and the like. It seems clear, therefore, that the legislature
charged the Commission with responsibility for the proper
formulation
of employee bargaining units in the public sector regardless of
any-agreements
that may be struck by particular employers and employee
organizations. --- [Orig.3 dissent][Note 8.... "In
the public sector . . . an inappropriate determination [of a
bargaining unit] will not necessarily create immediate problems
for the public employer, and consequently his self-interest might
not dictate an objection to such units if they are requested by
the employee organization. But inappropriate unit
determinations,
while they might not have an immediate adverse impact on the
employer, can create havoc within a given governmental unit,
ultimately costing the taxpaying public serious losses in funds
and services." McGuire, Public Employee Collective Bargaining
in Florida -- Past, Present and Future, 1 FSU L. Rev. 26, 68
(1973).
We have held that the Commission cannot unilaterally
reconstitute the membership of a proposed unit when a petition
for certification follows voluntary recognition of an
organization
under '447.307(l); City
of Titusville v. Florida Pub. Empl. Rel. Com., ____
So.2d
____, (Fla. App. 1st, Case Nos. Z-172, Z-196, op. filed March 26,
1976). That stricture assures that a relationship voluntarily
assumed by an employer, its employees and their organization will
not without their consent be materially transformed by the
Commission. The Commission may either disapprove the proposed
unit, if it is
fundamentally unacceptable,
or notify the parties wherein the unit is inappropriately defined
and await an amended submission after notice to affected
employees. --- [Orig.4 dissent][Note 9.... Commission
Rules require
that, before or simultaneously with an organization's submission
of a petition for certification, the employer post at
"conspicuous
locations where employees would be reasonably apprised" copies of
the employer's written acknowledgment of an employee
representative, including "an adequate description of the unit
for
which recognition is being granted." Rules 8H-2.03, 2.04, Fla.
Adm. Code. If the constituency of the proposed bargaining unit
is changed to meet commission objections, re-compliance with
these
notice requirements would seem necessary.] --- See
McGuire, supra n. 3, 1 FSU L. Rev. at 69, n.
213. Thus, although '447.307(l) protects the
integrity
of voluntary agreements, the Commission retains power to define,
directly or indirectly, all bargaining units. It is inevitable that any Commission investigation of the
appropriateness of
a proposed unit will inquire whether employees have been included
in the unit despite their conflicts of interest with others and
whether employees have been excluded notwithstanding their
community
of interest with those included. Sec. 447.307(4)(c), (f), F.S.
The proposed bargaining unit may be found to include
"managerial"
or "confidential" employees, who plainly are excluded
from
labor's side of the bargaining table. Secs. 447.203(3)(d), (4),
(5), F.S. Similarly, the agreed-upon unit may be found to
exclude, as managerial or confidential, classifications of
employees
who plainly do not stand in that relation to the employer.
Regardless
of such agreements, the Commission has power and the duty to
prevent purposeful
or inadvertent abuses of the Act. Rule 8H-2.10, Fla. Adm. Code, permits the employer to
petition for a Commission determination of managerial and
confidential employees coincidentally with the organization's
filing of a certification petition following voluntary
recognition. The Commission has thereby recognized that its
determination of the appropriateness of a proposed unit may
impinge
the statutory initiative granted to public employers in the
identification
of managerial and confidential employees: "(3) 'Public employee' means any
person employed
by a public employer except: . . . "(d) Those persons who are designated
as managerial or confidential employees pursuant
to criteria contained herein upon
application of the public
employer
to the Public Employees Relations
Commission." Sec.
447.203(3), F.S. 1975 (Emphasis added). The Rule simply anticipates that in a voluntary recognition
situation the Commission will take care that no managerial or
confidential employees are inadvertently included in the proposed
unit and invites the public employer to participate in the
process by timely identifying its employees considered to be
managerial or confidential. The Rule does not imply that such an
employer petition will be received only when there is also
pending
a question of certification; the Rule does not forbid an employer
from
seeking Commission approval of its concepts of managerial and
confidential
positions whenever such a determination may be useful; the Rule
simply identifies one occasion on which the Commission will
surely be concerned with the subject and invites the employer,
whose views might not otherwise be made known, to participate in
the determination as contemplated by Sec. 447.203(3)(d),
F.S. In this case, the School Board responded to the invitation
of the Rule by submitting data identifying 61 employee job
classifications, involving 350 employees, as managerial or
confidential.
The School Board thus petitioned for a determination that would
exclude those employees from the proposed bargaining unit,
consisting principally of classroom teachers, and from all other
units which might later be formed of School Board
employees. --- [Orig.5 dissent][Note 10.... While
447.307(4)(a) and
(b) discourage fragmentation of an employee force by
proliferating
bargaining units, the Act plainly recognizes that communities of
interest may require more than one bargaining unit for a single
employer. Sec. 447.307(4) forbids, except by mutual consent, the
marriage in a single unit of professional nonprofessional
employees.] --- Taking a more
restrictive
view of the matter, the Commission determined that six of the
employee classifications described by the Board are in fact of a
managerial
or confidential nature, that five have a community of interest
with the classroom teachers classification predominating in the
proposed bargaining
unit and should therefore be included in the unit, and that the
remaining
fifty employee classifications, though not kindred to the
proposed
bargaining unit, should be made eligible to bargain collectively
rather
than classified managerial or confidential. As the majority indicate, the Commission acted irregularly
when it unilaterally placed in the proposed unit five employee
classifications for which the Board sought managerial status.
Sec. 447.307(l), F.S. The Board thus impermissibly abrogated the
agreement between employer and employee organization and bypassed
the beneficial provisions of its own Rules, including Rule
8H-2.04, supra n; 4, requiring notice to affected employees of
the constituency of the proposed unit. But that error in the
Commission's unappealed order certifying Marion Education
Association
as representative of the revised bargaining unit does not vitiate
either Rule 8H-2.10, pertaining to the determination of
managerial
and confidential employees on petition by an employer, or the
Commission's determination
that fifty-five of the sixty-one classifications described by the
School Board are neither managerial nor confidential. Finding no basis for the majority's sweeping invalidation
of the Commission's Rule and proceedings, I would reach and
decide the merits of the School Board's contention that the
Commission applied inappropriate standards to identify managerial
and confidential personnel among the Board's employees.
This site maintained for educational organizations by
For citation please see the Reporter
for this jurisdiction.
DISCLAIMER
'REQUIRE THAT PERC DETERMINE THE
APPROPRIATENESS OF A BARGAINING UNIT REGARDLESS OF HOW IT WAS RECOGNIZED BY THE EMPLOYEE ORGANIZATION AND EMPLOYER'.]
FIRST DISTRICT
STATE OF FLORIDA
JANUARY TERM, A. D. 1976
CASE NO. Y-398
Cite: Marion, 333 So.2d 779, 1976
THE SCHOOL BOARD OF MARION COUNTY, FLORIDA,
Petitioner,
V.
PUBLIC EMPLOYEES RELATIONS COMMISSION, Respondent.
Opinion filed April 13, 1976.
A Petition for Writ of Certiorari - Original Jurisdiction.
Curtis L. Mack, for Respondent.
"Determination of managerial or confidential employee. Whenever
a
public employer recognizes an employee organization pursuant to
Part 2 of the rules and regulations of the commission, the public
employer may file a petition with the commission seeking a
designation of managerial and confidential employee
classifications. Such petition shall be filed within five (5)
days after the service of the recognition-certification petition
and shall contain a list of all classifications to be excluded,
and the fact necessary to make a finding that they are managerial
or confidential employees excluded under the act."]--- requesting
a
determination that some 61 positions in the
Marion County School System be designated as
"managerial" and therefore exempt from operation of
Chapter
447, Florida Statutes. None of the alleged "managerial"
employees were
in the bargaining unit defined in the association's pending
"Recognition-Certification
Petition". PERC considered both petitioner's petition as
well as the Association's petition at its March 28, 1975
meeting.
"In the absence of legislative action to the contrary, all
rules shall have full force and effect upon their approval
by the commission." Rule 8H-2.10 was not among those rescinded
by the Commission upon objection by the Joint Administrative
Procedures Committee of the Legislature.]--- is also a casualty
of the majority decision.
The Florida School Labor Relations Service
a Joint Venture of the
Florida School Boards Association
and the
Florida Association of District School Superintendents
for the
FLORIDA EDUCATIONAL NEGOTIATORS
Suggestions, critique and e-mail to FSLRS